Wells Fargo continues its push to bring advisors to its independent contractor channel with an 11-person advisor team based in Indianapolis that has broken away from Ameriprise. Managing partners ...

Marshberry, an Ohio-based M&A consultancy active in the insurance and wealth management sectors, is slated to become part of investment bank and advisory Lincoln International. Chicago-based Lincoln ...

The U.S. Department of Labor has sided with Morgan Stanley and several FINRA arbitration decisions in a dispute over whether its deferred compensation program should be treated like a pension or a ...

Raymond James has filed a lawsuit against the husband of an advisor, who passed away suddenly in March, for refusing to return her company laptop and sending letters to clients soliciting them on ...

Alternative investment platform iCapital formed a strategic partnership and announced an investment in Tangible Markets Ltd., a firm that focuses on providing liquidity for private market investments, ...

An Ohio federal court has dismissed a complaint brought by mega-RIA Mariner Wealth Advisor against upstart Savvy Advisors for allegations of poaching advisors without “regard to contractual obligation ...

Modern Wealth Management, a $10 billion registered investment advisor based in Monterey, Calif., has acquired Public Safety Financial/Galloway, a firm that works with police officers, firefighters, ...

A New Hampshire-based RIA with $1.6 billion in managed assets is joining New England Private Wealth Advisors, an Aspen Standard-backed Boston-based firm. With the acquisition of DHK Financial Advisors ...

Stifel Financial Corp. is looking to expand the use of its asset management capabilities among financial advisors by hiring Merrill Lynch veteran Launny Steffens to a newly created role as vice ...

Ryan Beach, who most recently served as the CEO of advisor technology consultancy F2 Strategy, has joined the global wealth management platform provider FNZ as group head of North America. Based in ...

Recent research suggests that the U.S.’s nonparent population is growing and that nonparents frequently share a special relationship with charity. The speakers will examine the social science research ...

Concurrent Investment Advisors, a hybrid registered investment advisor with a 1099 affiliation model, has made a minority investment in a Longboat Key, Fla.-based asset manager. Concurrent, which is ...