About 5,000 former employees will be eligible to receive money from the settlement, which stems from class action allegations ...

For the first time, Barron’s is ranking the largest registered investment advisor firms separately from its broader RIA ...

M ergers and acquisitions among registered investment advisors continue their brisk pace, with the first half of 2025 setting a record for transactions announced, according to DeVoe and Co., an ...

Justin Barish brings his expertise in digital strategy and communications to help accelerate the LA-based RIA's growth.

A Registered Investment Advisor (RIA) is an individual financial advisor or a company that provides its clients with financial advice. Unlike other types of financial advisors, RIAs have a ...

Becoming an independent RIA has some compelling benefits for financial advisers: greater autonomy, flexibility, and the ability to provide more tailored client-centric services.

During the same period, the RIA sector saw a 66% increase in advisor headcount. It’s no wonder more advisors are shifting to RIAs— independence promises greater freedom, economics and client alignment ...

He offers marketing advice for those opening a new RIA. "Pick a wildly specific niche to focus on," he says. "You are not going to beat a massive RIA who spends $10,000 a month on ads. You can ...

This week marked a significant changing of the guard at Rock Island Arsenal-Joint Manufacturing and Technology Center as ...

RIA’s have been around since just after the Great Depression and are regulated by the Securities and Exchange Commission (SEC) (other types of firms are generally regulated by the Financial ...

RIA Leaders 2022: These are the 20 largest fee-only RIAs By Tobias Salinger October 3, 2022 4:02 PM ...