The value financial advisors bring to their clients extends far beyond the financial, according to a new report.

In recent years, private equity has embedded itself into the registered investment advisor industry through its involvement in scores of mergers and acquisitions, but minority investors and private ...

Inflated valuations and a shortage of next-generation advisors have made it more difficult for advisors to form succession plans, but being transparent and offering training for potential successors ...

Registered investment advisory firms that merge end up having far lower reported levels of misconduct, and it's likely at the expense of their competition, a new study found.

A former broker in California's East Bay area is facing wire fraud and money-laundering charges in connection with an alleged Ponzi scheme that prosecutors say cost dozens of investors millions of ...

Merrill Lynch announced Tuesday it lured a high-producing team of financial advisors from UBS Wealth Management. Summit Financial has added four registered investment advisory firms to its platform, ...

Merrill Lynch announced Tuesday it lured a high-producing team of financial advisors from UBS Wealth Management. Summit Financial has added four registered investment advisory firms to its platform, ...